SUMMARY OF DISCUSSION - AVSS TAG MEETING
Sacramento, California
November 8, 1999

1. Introduction By Attendees and Opening Statements.
Review of minutes from April 26, 1999 TAG meeting.
Main purpose of this meeting is to discuss AMRs with 150-200 received and acted on annually.
Review of Contacts at AVSS Sites: names and telephone numbers.
2. Version 4.9 Updates.
Version 4.9 was released today and must be installed at all sites before 1/1/2000 due to race/ethnicity changes and new birth certificate form. This version (4.9) has been extensively alpha tested and was beta tested in Sacramento County (thanks to John Moehring). It is believed be ready for Y2K and the new forms.
The most important changes are related to AMR 99-026, which allows up to three race responses for mother and father. Race choices will be restricted to a CBC list containing nearly 900 values. The new race prompting is scheduled to go into effect automatically on 1/1/2000. From then on the new VS-10D forms (Rev 1/00) must be used regardless of the infant's date of birth. Pretesting for the 2000 Census indicates a small percentage of multiple races will be reported.
An All County Letter (99-14) was mailed on 10/27/99 describing the vital record changes that will occur on 1/1/2000. The new forms will be mailed to LRDs next week and the LRDs are to distribute them to hospitals. Rod Palmieri stated that LRDs should not reject documents that are correct, but on the wrong form, at least for a short while. The new VS-10D forms were carefully reviewed for quality to attempt to maintain the critical vertical spacing of six lines per inch and it is expected that these forms (Rev 1/00) will be better than previous ones (Rev 5/97). Nevertheless, the AVSS Project has made a recent change to the HP LASERJET FORM ALIGNMENT suboption to permit vertical adjustments in 1/10 inch increments. The HP 1100 is the AVSS Project's current recommended printer for hospitals. There is a problem with the Rev 1/00 form and Fields 20A/23A and 21B/23B in that there is a chance that a maximizing the length of both of these will have the printed text touch the dividing line. It was the consensus that 21B/23B should be reduced in length by one character.
The Version 4.9 Release Notes and Update Procedures were discussed. While most 4.9 updates will be accomplished by means of a staff (LRD or AVSS Project) site visit, some will be performed remotely by modem. The planned update schedule that would complete updates in all LRDs and hospitals by 1/1/2000 was presented.
There are no substantive changes for death certificates in Version 4.9, and very minor changes for the CMR option.
Revised pages of AVSS Quick Reference Manual reflecting some minor changes related to multiple race reporting and HP LASERJET FORM ALIGNMENT were distributed and discussed.
3. Site Interdependency and DHS Use of AVSS
A primary goal is a consistent database at LRDs and DHS with identical number of events (births, deaths, CMRs).
The DHS use of AVSS birth data by the Birth Information Data Base was described by Alan Oppenheim. The 1998 AVSS birth data is now being reconciled with the OVR imaging system. As the state becomes more dependent on AVSS as the primary source of birth data, it is more important to coordinate LRD and OVR activities. Continued progress could lead to AVSS becoming the official state database for births.
4. AVSS Modification Requests (AMRs): Review and Discussion.
Explanation of AMR factors: need for consistency and standardization, cost vs benefit, number of sites affected, etc.
98-085: A small number of Los Angeles County hospitals have traditionally collected (as part of the birth registration process) maternal and infant variables that are not on the birth certificate. Because this feature is non-standard, it is erased when the annual update is performed. The AVSS Project feels that it needs approval from TAG/OVR before restoring these prompts. Rod Palmieri feels that a decision should be postponed until the Decennial Revision, which may add additional fields. Hospitals could lobby OVR to have these fields added to the birth certificate.
99-069: OK to print Field 17 (Date Accepted For Registration) as part of the LFN ASSIGNMENT process. OVR will investigate the possibility of also having AVSS print Field 16 (Local Registrar's Signature); note: Ventura County is already typing the name of the health officer and then having a deputy registrar initial it.
99-075: OVR and AVSS cannot assign an official maternity hospital code to an unlicensed maternity facility. If legislation is passed, perhaps that could change.
99-104: TAG recommends following the AMR evaluation: changes in the CDC Places of Death List should be coordinated centrally through the AVSS Project, not performed locally.
99-116: Already programmed into Ver 4.9 to improve quality control of father's and mother's state/country of birth (LCA Fields 8 and 11). Additional information is displayed if text is entered that does not match the list, and non-list choices are made more difficult. Users should contact the AVSS Project if they wish to a country not on the list.
99-117: Would require LRD resolution of non-list values for Fields 8 and 11 for foreign imports. TAG recommends: Not yet, but revisit after 99-116 has been in place for a year or more.
99-118: It was decided that reallocating Seal and Replace records from OVR to the LRDs is not feasible due to the manner in which OVR processes these records.
99-041 (revisited): Creating a Perinatal Birth Cohort File is a large undertaking that will be pursued with the Maternal and Child Health Branch (see Section 8.G below).
5. Year 2000.
While AVSS itself is Y2K compliant, there has been considerable interest in testing AVSS systems for Y2K compliance. The procedure for doing this has been published by the AVSS Project, but it should be emphasized that testing should be done on a non-operational (backup) system.
Various Y2K contingency plans were discussed. If hospital computers fail, then birth clerks can type birth certificates manually. If the LRD computers also fail, they can mail paper certificates to OVR.
Vital records are traditionally revised prior to the decennial Census, and should have occurred in 1999. However, due to the Y2K concerns, the process was delayed until 2002 and now may be as late as 2003. There will likely be a number of new fields and some existing fields may be deleted. Since the AVSS data structure is fundamentally based on the field numbers, it would be very disruptive and require a major effort if the existing field numbers changed. Adding new field numbers would not be a problem, however. There is talk about eliminating the need for signatures on birth certificates. Contact Jane McKendry if you wish to contribute to the revision process.
There was discussion about AVSS training introduced at this point. The AVSS Project will produce a Local Registrar's manual to cover topics related to AVSS birth registration by the LRD. The AVSS Project provides some training to LRDs via the telephone Help Desk and during the site visits related to annual updates, but does not offer on-site training on demand, partly because it would be very expensive due to the size of the State. Thus, it would like OVR to be more involved. Indeed, OVR is considering the possibility of adding a two-hour AVSS training session to the Spring workshops. There was discussion of the need for cross-training at the LRDs to provide more continuity following staffing changes and the possibility that LRDs could assist each other as has been done in the past.
6. Electronic Death Registration System.
AVSS/EDR pilot is continuing in Santa Barbara County, in spite of the problem of obtaining certifier signatures. A 'second pass' enhancement was made to address the problem. In this approach, only the medical portion and the official form is first printed on blank paper, then the certifier's signature is obtained. Later, after the personal data are available and entered into AVSS/EDR, the certificate is placed in the laser printer for the second time and the personal data fields are overprinted. This procedure was implemented on in April 1999 and increased the participation rate for the two remaining active funeral homes from 35% to 70%.
Ron Williams presented the details of the AVSS/EDR procedures, menus, data flow, and authorizations.
Ray Wilson presented a CFDA-sponsored approach to electronic certification, called PCL (Physician Certifier Line), that will use biometric voice printing. Ron Williams was concerned about the complexity it would add to AVSS/EDR and stated that there would have to be a legal opinion by DHS and UC attorneys agreeing that UC would not be liable for damages in case of the inappropriate/erroneous/fraudulent use of PCL. He was also concerned that the PCL proposal does not appear to rigorously require the certifier to identify the exact copy of the death certificate that is being certified. Rod Palmeiri stated that DHS feels that the PCL approach will fulfill legal requirements. An AMR will be required if AVSS is to be interfaced with PCL. The EDRS Task Force may draft such an AMR.
7. Confidential Morbidity Report (Discussion Led By Mark Starr: See attached CMR Topics).
CMR reporting form will possibly be revised: still accepting suggestions/comments.
May wish to revisit AMR 99-004 to add a tickler list for DMRs.
Will be submitting a new AMR to have add ~DELETE to disease list and delete records, but maintain ICD code.
Will also be submitting an AMR to allow AVSS to import ASCII data from foreign CMR systems.
Outstanding issues: revised ASCII output file layout, revised disease list, expanded and updated Serotype/Subtype list.
Need for CMR Users Group, updated documentation, user training, and volunteers to help with AVSS/CMR.
8. AVSS Automated Birth-Death Matching.
A handout described the current status: beginning in January 1999, AVSS electronic death certificates (CDCs) were automatically transmitted from LRD computers to the AVSS/OVR computer in Sacramento, then reallocated.
The automatic birth-death matching rate increased from 72% as received from the LRD to 90% at OVR.
Follow up interactive matching increased the match rate to nearly 95%. The remaining non-matches were frequently cases that need further investigation due to unusual circumstances surrounding the death.
There were more false matches at the state level, but it should be possible to nearly eliminate them with minor modifications to the matching algorithm.
The AVSS Project will investigate the possibility of back-transferring OVR-matched records to the LRDs.
Ideally, all LRDs would enter deaths by means of the CDC quick registration. Advantages to the LRD are: indexing, reallocation from other LRDs, birth/death matching, and reports to the registrar of voters. There is the possibility that OVR could enter CDCs for some of the smaller LRDs.
With the completion of birth-death matching, there is now the possibility of producing a timely provisional birth cohort file using AVSS. There is a need to develop a new file layout since the existing one has variables that are no longer relevant or not available in AVSS (for example, an accurate ICD code for underlying cause of death). One possibility is to add some death-related variables to the end of the CBC 1400 byte record; for example, age of death.
It would also be useful to build a perinatal birth cohort file that would include fetal deaths. Although older versions of AVSS incorporated fetal deaths, there is no longer an operational fetal death module.
ICD-10: Building it into the AVSS CDC form would be a significant task and would require a machine-readable file. Preliminary indications are that it would be expensive to acquire. An AMR would be required.
9. Bar Coding of LFN and SFN.
The advantages of using the AVSS LFN assignment module to print LFNs and their corresponding bar codes was discussed. Orange County wishes to begin bar coding soon. OVR is also interested in adding SFN and its bar code via AVSS. This would result in completing the AVSS hierarchical data structure by creating a single database at the state level with births filed by SFN (as opposed to the current multiple LRD databases with births filed by LFN).
10. EAB/NANA.
Parents (one or both?) must soon (April 2000) have a valid SSN before a SSN will be issued to the child through NANA. SSA will send a letter if the parents' SSNs are invalid.
11. AVSS Census Tracting.
Work continuing by Scott Shepard of DM Information to improve AVSS census tracting routines.
Current match rate is 80-85%, which can be improved by by relaxing the assumptions defining a match. However, the program needs to be beta tested before implementation. John Moehring of Sacramento County volunteered.
12. Equipment/Operating System Recommendations.
AVSS is a DOS-based program and it is preferred to have a low-cost dedicated computer running DOS 6. If it is absolutely necessary to run on Win 9x, then the procedure posted on the AVSS web page must be followed.
There is now an NT version of AVSS. It is scheduled to be installed at OVR next week. Depending on the outcome, it may be possible to implement AVSS/NT in some LRDs, but only if they are well-qualified and capable of undertaking the sole responsibility for all network-related technical support. The network version would be expensive and not appropriate for hospitals. AVSS/NT also raises the possibility of making AVSS available on the Internet.
Printing birth certificates on blank paper, as is now being done by AVSS/EDR, would require a significant amount of programming. It would also require all AVSS printers to have PostScript capability.
PCPLUS for DOS is recommended for terminal emulation, but it does not run on faster CPUs. The Windows alternatives at QVT/Term 4.3 (shareware at $35) and Procomm Connections (about $115).
13. AVSS Technical Assistance.
Nearly all LRDs have paid their FY 98-99 contributions of $1,500 plus $500 per added AVSS site. FY 99-00 invoices have already been mailed and more than one-half of LRDs have already paid.

Updated March 28, 2000 by RL Williams
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